1. Objective

The objective of KYC and client onboarding is to:

• Verify the identity of clients
• Maintain regulatory compliance
• Prevent misuse of financial services
• Maintain proper client records

2. Client Onboarding Process

Before providing research services, the following onboarding process will be followed:

• Client registration form submission
• Identity verification (KYC documents)
• Risk profiling of the client
• Client agreement signing
• Payment confirmation

Only after completion of these steps will research services be activated.

3. KYC Documents Required

Identity Proof

• PAN Card (mandatory)

Address Proof

Any one of the following:

• Aadhaar Card
• Passport
• Voter ID
• Driving License

Additional Details

• Mobile number
• Email address
• Occupation details

4. Risk Profiling

Before providing research services, the client may be required to complete a risk profiling questionnaire.

The purpose of risk profiling is to assess:

• Investment experience
• Financial capacity
• Risk tolerance level

This helps ensure that clients understand the risks involved in financial markets.

5. Client Agreement

Clients must sign a Research Analyst Client Agreement before subscribing to any research services.

The agreement includes:

• Scope of services
• Risk disclosures
• Terms and conditions
• Client responsibilities

6. Data Protection

All client information collected during the onboarding process will be handled in accordance with the Privacy Policy.

Client data will be kept confidential and used only for regulatory compliance and service delivery.

7. Record Maintenance

Client KYC documents and onboarding records will be maintained as per regulatory requirements.

8. Contact Details